| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 07/24/2017 |
3. Issuer Name and Ticker or Trading Symbol
NextDecade Corp. [ NEXT ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock, $ 0.0001 par value | 4,510,326 | D(1) | |
| Common Stock, $ 0.0001 par value | 585,829 | D(2) | |
| Common Stock, $ 0.0001 par value | 5,676,973 | D(3) | |
| Common Stock, $ 0.0001 par value | 12,247,109 | D(4) | |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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| Explanation of Responses: |
| 1. See Exhibit 99.1 for text of footnote (1). |
| 2. See Exhibit 99.1 for text of footnote (2). |
| 3. See Exhibit 99.1 for text of footnote (3). |
| 4. See Exhibit 99.1 for text of footnote (4). |
| Remarks: |
| Exhibit 99.1 (Footnotes) and Exhibit 99.2 (Joint Filer Information) are incorporated herein by reference. |
| /s/ David Angstreich, Title: Chief Operating Officer | 08/03/2017 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
Exhibit 99.1
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Name and Address of Reporting Person:
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Valinor Management L.P.
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510 Madison Avenue, 25th Floor
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New York, NY 10022
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Issuer Name and Ticker or Trading Symbol:
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NextDecade Corporation [NEXT]
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Date of Event Requiring Statement
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(Month/Day/Year):
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July 24, 2017
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Footnotes to Form 3
(1) Represents 4,510,326 shares directly held by Valinor Capital Partners SPV XIX, LLC (“SPV XIX”) (including 685,784 shares issuable pursuant to the Merger Agreement upon the satisfaction of certain milestones). Valinor Management, L.P. (“Valinor Management”) serves as investment manager to SPV XIX and David Gallo is the Founder, Managing Partner, and Portfolio Manager of Valinor Management. Each of Valinor Management and David Gallo may be deemed to beneficially own the securities held by SPV XIX and each of Valinor Management and David Gallo disclaims beneficial ownership of the reported shares, except to the extent of its or his pecuniary interest.
(2) Represents 585,829 shares directly held by Valinor Capital Partners SPV XXII, LLC (“SPV XXII”) (including 89,074 shares issuable pursuant to the Merger Agreement upon the satisfaction of certain milestones). Valinor Management serves as investment manager to SPV XXII and David Gallo is the Founder, Managing Partner, and Portfolio Manager of Valinor Management. Each of Valinor Management and David Gallo may be deemed to beneficially own the securities held by SPV XXII and each of Valinor Management and David Gallo disclaims beneficial ownership of the reported shares, except to the extent of its or his pecuniary interest.
(3) Represents 5,676,973 shares held directly held by VND Partners, L.P. (“VND Partners”) (including 863,168 contingent shares issuable pursuant to the Merger Agreement upon the satisfaction of certain milestones). Valinor Management serves as investment manager to VND Partners and Valinor Associates, LLC (“Associates”) serves as general partner to VND Partners. David Gallo is the Founder, Managing Partner, and Portfolio Manager of Valinor Management and he is the Managing Member of Associates. Each of Valinor Management, Associates and David Gallo may be deemed to beneficially own the securities held by VND Partners and each of Valinor Management, Associates and David Gallo disclaims beneficial ownership of the reported shares, except to the extent of its or his pecuniary interest.
(4) Represents 12,247,109 shares directly held by Valinor Capital Partners Offshore Master Fund, L.P. (“Capital Partners Offshore Master”) (including 1,862,143 shares issuable pursuant to the Merger Agreement upon the satisfaction of certain milestones). Valinor Management serves as investment manager to Capital Partners Offshore Master and Associates serves as general partner to Capital Partners Offshore Master. David Gallo is the Founder, Managing Partner, and Portfolio Manager of Valinor Management and he is the Managing Member of Associates. Each of Valinor Management, Associates and David Gallo may be deemed to beneficially own the securities held by Capital Partners Offshore Master and each of Valinor Management, Associates and David Gallo disclaims beneficial ownership of the reported shares, except to the extent of its or his pecuniary interest.
Exhibit 99.2
Joint Filer Information
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Name of Joint Filer:
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Valinor Capital Partners SPV XIX, LLC
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Address of Joint Filer:
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c/o Valinor Management L.P.
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510 Madison Avenue, 25th Floor
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New York, NY 10022
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Relationship of Joint Filer to Issuer:
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Director
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Issuer Name and Ticker or Trading Symbol:
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NextDecade Corporation [NEXT]
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Date of Event Requiring
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Statement (Month/Day/Year):
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July 24, 2017
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Designated Filer:
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Valinor Management L.P.
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Signature:
Valinor Capital Partners SPV XIX, LLC
/s/ David Angstreich
| Name: |
David Angstreich
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| Title: |
Chief Operating Officer
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August 3, 2017
Date
Page 1 of 6
Exhibit 99.2
Joint Filer Information
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Name of Joint Filer:
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Valinor Capital Partners SPV XXII, LLC
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Address of Joint Filer:
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c/o Valinor Management L.P.
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510 Madison Avenue, 25th Floor
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New York, NY 10022
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Relationship of Joint Filer to Issuer:
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Director
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Issuer Name and Ticker or Trading Symbol:
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NextDecade Corporation [NEXT]
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Date of Event Requiring
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Statement (Month/Day/Year):
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July 24, 2017
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Designated Filer:
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Valinor Management L.P.
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Signature:
Valinor Capital Partners SPV XXII, LLC
/s/ David Angstreich
| Name: |
David Angstreich
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| Title: |
Chief Operating Officer
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August 3, 2017
Date
Page 2 of 6
Exhibit 99.2
Joint Filer Information
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Name of Joint Filer:
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VND Partners, L.P.
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Address of Joint Filer:
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c/o Valinor Management L.P.
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510 Madison Avenue, 25th Floor
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New York, NY 10022
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Relationship of Joint Filer to Issuer:
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Director
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Issuer Name and Ticker or Trading Symbol:
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NextDecade Corporation [NEXT]
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Date of Event Requiring
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Statement (Month/Day/Year):
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July 24, 2017
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Designated Filer:
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Valinor Management L.P.
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Signature:
VND Partners, L.P.
/s/ David Angstreich
| Name: |
David Angstreich
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| Title: |
Chief Operating Officer
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August 3, 2017
Date
Page 3 of 6
Exhibit 99.2
Joint Filer Information
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Name of Joint Filer:
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Valinor Capital Partners Offshore Master Fund, L.P.
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Address of Joint Filer:
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c/o Valinor Management L.P.
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510 Madison Avenue, 25th Floor
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New York, NY 10022
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Relationship of Joint Filer to Issuer:
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10% Owner; Director
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Issuer Name and Ticker or Trading Symbol:
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NextDecade Corporation [NEXT]
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Date of Event Requiring
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Statement (Month/Day/Year):
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July 24, 2017
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Designated Filer:
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Valinor Management L.P.
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Signature:
Valinor Capital Partners Offshore Master Fund, L.P.
/s/ David Angstreich
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Name:
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David Angstreich
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Title:
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Chief Operating Officer
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August 3, 2017
Date
Page 4 of 6
Exhibit 99.2
Joint Filer Information
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Name of Joint Filer:
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David Gallo
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Address of Joint Filer:
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c/o Valinor Management L.P.
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510 Madison Avenue, 25th Floor
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New York, NY 10022
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Relationship of Joint Filer to Issuer:
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Director; 10% Owner
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Issuer Name and Ticker or Trading Symbol:
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NextDecade Corporation [NEXT]
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Date of Event Requiring
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Statement (Month/Day/Year):
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July 24, 2017
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Designated Filer:
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Valinor Management L.P.
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Signature:
/s/ David Gallo
| Name: |
David Gallo
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August 3, 2017
Date
Page 5 of 6
Exhibit 99.2
Joint Filer Information
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Name of Joint Filer:
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Valinor Associates, LLC
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Address of Joint Filer:
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510 Madison Avenue, 25th Floor
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New York, NY 10022
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Relationship of Joint Filer to Issuer:
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10% Owner; Director
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Issuer Name and Ticker or Trading Symbol:
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NextDecade Corporation [NEXT]
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Date of Event Requiring
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Statement (Month/Day/Year):
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July 24, 2017
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Designated Filer:
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Valinor Management L.P.
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Signature:
Valinor Associates, LLC
/s/ David Angstreich
| Name: |
David Angstreich
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| Title: |
Chief Operating Officer
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August 3, 2017
Date
Page 6 of 6