NextDecade Corporation
|
(Name of Issuer)
|
Common Stock, par value $0.0001 per share
|
(Title of class of securities)
|
65342K105
|
(CUSIP number)
|
(Name, address and telephone number of person authorized to receive notices and communications)
|
April 11, 2018
|
(Date of event which requires filing of this statement)
|
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
|
1.
|
NAME OF REPORTING PERSON.
|
|
|
||
Halcyon Mount Bonnell Fund LP
|
|
|
|||
|
|
||||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP.
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3.
|
SEC USE ONLY.
|
|
|
||
|
|
|
|||
|
|
||||
4.
|
SOURCE OF FUNDS.
|
|
|
||
OO
|
|
|
|||
|
|
||||
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E).
|
|
☐
|
||
|
|
||||
|
|
||||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION .
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
7.
|
SOLE VOTING POWER.
|
|
|
|
2,641,178
|
|
|
|||
|
|
||||
8.
|
SHARED VOTING POWER.
|
|
|
||
0
|
|
|
|||
|
|
||||
9.
|
SOLE DISPOSITIVE POWER.
|
|
|
||
2,641,178
|
|
|
|||
|
|
||||
10.
|
SHARED DISPOSITIVE POWER.
|
|
|
||
0
|
|
|
|||
|
|
||||
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
|
|
|
||
2,641,178
|
|
|
|||
|
|
||||
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
2.48%
|
|
|
|||
|
|
||||
14.
|
TYPE OF REPORTING PERSON.
|
|
|
||
PN
|
|
|
|||
|
|
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
|
1.
|
NAME OF REPORTING PERSON.
|
|
|
||
HCN LP
|
|
|
|||
|
|
||||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP.
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3.
|
SEC USE ONLY.
|
|
|
||
|
|
|
|||
|
|
||||
4.
|
SOURCE OF FUNDS.
|
|
|
||
OO
|
|
|
|||
|
|
||||
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E).
|
|
☐
|
||
|
|
||||
|
|
||||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION.
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
7.
|
SOLE VOTING POWER.
|
|
|
|
4,076,894
|
|
|
|||
|
|
||||
8.
|
SHARED VOTING POWER.
|
|
|
||
0
|
|
|
|||
|
|
||||
9.
|
SOLE DISPOSITIVE POWER.
|
|
|
||
4,076,894
|
|
|
|||
|
|
||||
10.
|
SHARED DISPOSITIVE POWER.
|
|
|
||
0
|
|
|
|||
|
|
||||
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
|
|
|
||
4,076,894
|
|
|
|||
|
|
||||
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
3.82%
|
|
|
|||
|
|
||||
14.
|
TYPE OF REPORTING PERSON.
|
|
|
||
PN
|
|
|
|||
|
|
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
|
1.
|
NAME OF REPORTING PERSON.
|
|
|
||
HCN GP LLC
|
|
|
|||
|
|
||||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP.
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3.
|
SEC USE ONLY.
|
|
|
||
|
|
|
|||
|
|
||||
4.
|
SOURCE OF FUNDS.
|
|
|
||
OO
|
|
|
|||
|
|
||||
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E).
|
|
☐
|
||
|
|
||||
|
|
||||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION.
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
7.
|
SOLE VOTING POWER.
|
|
|
|
0
|
|
|
|||
|
|
||||
8.
|
SHARED VOTING POWER.
|
|
|
||
4,076,894
|
|
|
|||
|
|
||||
9.
|
SOLE DISPOSITIVE POWER.
|
|
|
||
0
|
|
|
|||
|
|
||||
10.
|
SHARED DISPOSITIVE POWER.
|
|
|
||
4,076,894
|
|
|
|||
|
|
||||
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
|
|
|
||
4,076,894
|
|
|
|||
|
|
||||
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
3.82%*
|
|
|
|||
|
|
||||
14.
|
TYPE OF REPORTING PERSON.
|
|
|
||
PN
|
|
|
|||
|
|
13D
|
Page 6
|
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
|
1.
|
NAME OF REPORTING PERSON.
|
|
|
||
Halcyon Energy, Power and Infrastructure Capital Holdings LLC
|
|
|
|||
|
|
||||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP.
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3.
|
SEC USE ONLY.
|
|
|
||
|
|
|
|||
|
|
||||
4.
|
SOURCE OF FUNDS.
|
|
|
||
OO
|
|
|
|||
|
|
||||
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E).
|
|
☐
|
||
|
|
||||
|
|
||||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION.
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
7.
|
SOLE VOTING POWER.
|
|
|
|
1,743,592
|
|
|
|||
|
|
||||
8.
|
SHARED VOTING POWER.
|
|
|
||
0
|
|
|
|||
|
|
||||
9.
|
SOLE DISPOSITIVE POWER.
|
|
|
||
1,743,592
|
|
|
|||
|
|
||||
10.
|
SHARED DISPOSITIVE POWER.
|
|
|
||
0
|
|
|
|||
|
|
||||
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
|
|
|
||
1,743,592
|
|
|
|||
|
|
||||
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
1.64%
|
|
|
|||
|
|
||||
14.
|
TYPE OF REPORTING PERSON.
|
|
|
||
OO
|
|
|
|||
|
|
13D
|
Page 7
|
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
|
1.
|
NAME OF REPORTING PERSON.
|
|
|
||
First Series of HDML Fund I LLC
|
|
|
|||
|
|
||||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP.
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3.
|
SEC USE ONLY.
|
|
|
||
|
|
|
|||
|
|
||||
4.
|
SOURCE OF FUNDS.
|
|
|
||
OO
|
|
|
|||
|
|
||||
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E).
|
|
☐
|
||
|
|
||||
|
|
||||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION.
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
7.
|
SOLE VOTING POWER.
|
|
|
|
641,581
|
|
|
|||
|
|
||||
8.
|
SHARED VOTING POWER.
|
|
|
||
0
|
|
|
|||
|
|
||||
9.
|
SOLE DISPOSITIVE POWER.
|
|
|
||
641,581
|
|
|
|||
|
|
||||
10.
|
SHARED DISPOSITIVE POWER.
|
|
|
||
0
|
|
|
|||
|
|
||||
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
|
|
|
||
641,581
|
|
|
|||
|
|
||||
12.
|
CHECKIF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
0.60%
|
|
|
|||
|
|
||||
14.
|
TYPE OF REPORTING PERSON.
|
|
|
||
OO
|
|
|
|||
|
|
13D
|
Page 8
|
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
|
1.
|
NAME OF REPORTING PERSON.
|
|
|
||
HDML Asset LLC
|
|
|
|||
|
|
||||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP.
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3.
|
SEC USE ONLY.
|
|
|
||
|
|
|
|||
|
|
||||
4.
|
SOURCE OF FUNDS.
|
|
|
||
OO
|
|
|
|||
|
|
||||
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E).
|
|
☐
|
||
|
|
||||
|
|
||||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION.
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
7.
|
SOLE VOTING POWER.
|
|
|
|
0
|
|
|
|||
|
|
||||
8.
|
SHARED VOTING POWER.
|
|
|
||
3,282,759
|
|
|
|||
|
|
||||
9.
|
SOLE DISPOSITIVE POWER.
|
|
|
||
0
|
|
|
|||
|
|
||||
10.
|
SHARED DISPOSITIVE POWER.
|
|
|
||
3,282,759
|
|
|
|||
|
|
||||
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
|
|
|
||
3,282,759
|
|
|
|||
|
|
||||
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
3.08%
|
|
|
|||
|
|
||||
14.
|
TYPE OF REPORTING PERSON.
|
|
|
||
OO
|
|
|
|||
|
|
13D
|
Page 9
|
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
|
1.
|
NAME OF REPORTING PERSON.
|
|
|
||
Halcyon Solutions Master Fund LP
|
|
|
|||
|
|
||||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP.
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3.
|
SEC USE ONLY.
|
|
|
||
|
|
|
|||
|
|
||||
4.
|
SOURCE OF FUNDS.
|
|
|
||
OO
|
|
|
|||
|
|
||||
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E).
|
|
☐
|
||
|
|
||||
|
|
||||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION.
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
7.
|
SOLE VOTING POWER.
|
|
|
|
432,665†
|
|
|
|||
|
|
||||
8.
|
SHARED VOTING POWER.
|
|
|
||
0
|
|
|
|||
|
|
||||
9.
|
SOLE DISPOSITIVE POWER.
|
|
|
||
432,665†
|
|
|
|||
|
|
||||
10.
|
SHARED DISPOSITIVE POWER.
|
|
|
||
0
|
|
|
|||
|
|
||||
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
|
|
|
||
432,665†
|
|
|
|||
|
|
||||
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
0.41%†
|
|
|
|||
|
|
||||
14.
|
TYPE OF REPORTING PERSON.
|
|
|
||
PN
|
|
|
|||
|
|
13D
|
Page 10
|
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
|
1.
|
NAME OF REPORTING PERSON.
|
|
|
||
Halcyon Solutions GP LLC
|
|
|
|||
|
|
||||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP.
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3.
|
SEC USE ONLY.
|
|
|
||
|
|
|
|||
|
|
||||
4.
|
SOURCE OF FUNDS .
|
|
|
||
OO
|
|
|
|||
|
|
||||
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E).
|
|
☐
|
||
|
|
||||
|
|
||||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION.
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
7.
|
SOLE VOTING POWER.
|
|
|
|
0
|
|
|
|||
|
|
||||
8.
|
SHARED VOTING POWER.
|
|
|
||
432,665*†
|
|
|
|||
|
|
||||
9.
|
SOLE DISPOSITIVE POWER.
|
|
|
||
0
|
|
|
|||
|
|
||||
10.
|
SHARED DISPOSITIVE POWER.
|
|
|
||
432,665*†
|
|
|
|||
|
|
||||
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
|
|
|
||
432,665*†
|
|
|
|||
|
|
||||
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
0.41%*†
|
|
|
|||
|
|
||||
14.
|
TYPE OF REPORTING PERSON.
|
|
|
||
PN
|
|
|
|||
|
|
13D
|
Page 11
|
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
|
1.
|
NAME OF REPORTING PERSON.
|
|
|
||
Avinash Kripalani
|
|
|
|||
|
|
||||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP.
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3.
|
SEC USE ONLY.
|
|
|
||
|
|
|
|||
|
|
||||
4.
|
SOURCE OF FUNDS.
|
|
|
||
OO
|
|
|
|||
|
|
||||
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E).
|
|
☐
|
||
|
|
||||
|
|
||||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION.
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
7.
|
SOLE VOTING POWER.
|
|
|
|
0
|
|
|
|||
|
|
||||
8.
|
SHARED VOTING POWER.
|
|
|
||
9,535,910*†
|
|
|
|||
|
|
||||
9.
|
SOLE DISPOSITIVE POWER.
|
|
|
||
0
|
|
|
|||
|
|
||||
10.
|
SHARED DISPOSITIVE POWER.
|
|
|
||
9,535,910*†
|
|
|
|||
|
|
||||
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
|
|
|
||
9,535,910*†
|
|
|
|||
|
|
||||
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
8.94%*†
|
|
|
|||
|
|
||||
14.
|
TYPE OF REPORTING PERSON.
|
|
|
||
IN
|
|
|
|||
|
|
13D
|
Page 12
|
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
|
1.
|
NAME OF REPORTING PERSON.
|
|
|
||
Jason Dillow
|
|
|
|||
|
|
||||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP.
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3.
|
SEC USE ONLY.
|
|
|
||
|
|
|
|||
|
|
||||
4.
|
SOURCE OF FUNDS .
|
|
|
||
OO
|
|
|
|||
|
|
||||
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E).
|
|
☐
|
||
|
|
||||
|
|
||||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION.
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
7.
|
SOLE VOTING POWER.
|
|
|
|
0
|
|
|
|||
|
|
||||
8.
|
SHARED VOTING POWER.
|
|
|
||
9,535,910*†
|
|
|
|||
|
|
||||
9.
|
SOLE DISPOSITIVE POWER.
|
|
|
||
0
|
|
|
|||
|
|
||||
10.
|
SHARED DISPOSITIVE POWER.
|
|
|
||
9,535,910*†
|
|
|
|||
|
|
||||
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
|
|
|
||
9,535,910*†
|
|
|
|||
|
|
||||
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
8.94%*†
|
|
|
|||
|
|
||||
14.
|
TYPE OF REPORTING PERSON.
|
|
|
||
IN
|
|
|
|||
|
|
13D
|
Page 13
|
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
|
1.
|
NAME OF REPORTING PERSON.
|
|
|
||
Kevah Konner
|
|
|
|||
|
|
||||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP.
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3.
|
SEC USE ONLY.
|
|
|
||
|
|
|
|||
|
|
||||
4.
|
SOURCE OF FUNDS .
|
|
|
||
OO
|
|
|
|||
|
|
||||
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E).
|
|
☐
|
||
|
|
||||
|
|
||||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION.
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
7.
|
SOLE VOTING POWER.
|
|
|
|
0
|
|
|
|||
|
|
||||
8.
|
SHARED VOTING POWER.
|
|
|
||
9,535,910*†
|
|
|
|||
|
|
||||
9.
|
SOLE DISPOSITIVE POWER.
|
|
|
||
0
|
|
|
|||
|
|
||||
10.
|
SHARED DISPOSITIVE POWER.
|
|
|
||
9,535,910*†
|
|
|
|||
|
|
||||
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
|
|
|
||
9,535,910*†
|
|
|
|||
|
|
||||
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
8.94%*†
|
|
|
|||
|
|
||||
14.
|
TYPE OF REPORTING PERSON.
|
|
|
||
IN
|
|
|
|||
|
|
13D
|
Page 14
|
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
|
1.
|
NAME OF REPORTING PERSON.
|
|
|
||
John Bader
|
|
|
|||
|
|
||||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP.
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3.
|
SEC USE ONLY.
|
|
|
||
|
|
|
|||
|
|
||||
4.
|
SOURCE OF FUNDS .
|
|
|
||
OO
|
|
|
|||
|
|
||||
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E).
|
|
☐
|
||
|
|
||||
|
|
||||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION.
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
7.
|
SOLE VOTING POWER.
|
|
|
|
0
|
|
|
|||
|
|
||||
8.
|
SHARED VOTING POWER.
|
|
|
||
9,535,910*†
|
|
|
|||
|
|
||||
9.
|
SOLE DISPOSITIVE POWER.
|
|
|
||
0
|
|
|
|||
|
|
||||
10.
|
SHARED DISPOSITIVE POWER.
|
|
|
||
9,535,910*†
|
|
|
|||
|
|
||||
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
|
|
|
||
9,535,910,*†
|
|
|
|||
|
|
||||
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
8.94%*†
|
|
|
|||
|
|
||||
14.
|
TYPE OF REPORTING PERSON .
|
|
|
||
IN
|
|
|
|||
|
|
13D
|
Page 15
|
Schedule 13D
|
||
CUSIP No. 65342K105
|
|
|
1.
|
NAME OF REPORTING PERSON.
|
|
|
||
Halcyon Capital Management LP
|
|
|
|||
|
|
||||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP.
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3.
|
SEC USE ONLY.
|
|
|
||
|
|
|
|||
|
|
||||
4.
|
SOURCE OF FUNDS .
|
|
|
||
OO
|
|
|
|||
|
|
||||
5.
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E).
|
|
☐
|
||
|
|
||||
|
|
||||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION.
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
7.
|
SOLE VOTING POWER.
|
|
|
|
0
|
|
|
|||
|
|
||||
8.
|
SHARED VOTING POWER.
|
|
|
||
9,535,910*†
|
|
|
|||
|
|
||||
9.
|
SOLE DISPOSITIVE POWER.
|
|
|
||
0
|
|
|
|||
|
|
||||
10.
|
SHARED DISPOSITIVE POWER.
|
|
|
||
9,535,910*†
|
|
|
|||
|
|
||||
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON.
|
|
|
||
9,535,910*†
|
|
|
|||
|
|
||||
12.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
8.94%*†
|
|
|
|||
|
|
||||
14.
|
TYPE OF REPORTING PERSON.
|
|
|
||
PN
|
|
|
|||
|
|
Item 4. |
Purpose of Transaction.
|
Item 5. |
Interests in the Securities of the Issuer.
|
Halcyon Affiliate
|
Backstop Grant Shares
|
HEPI
|
2,243
|
HDML
|
6,868
|
HCN
|
14,896
|
Item 6. |
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
|
Item 7. |
Material to Be Filed as Exhibits
|
10.7
|
Backstop Agreement, dated April 11, 2018, between Issuer and Reporting Person (incorporated herein by reference to the Issuer’s Current Report on Form 8-K filed with the SEC on April 12, 2018).
|
2*
|
Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Exchange Act.
|
Dated: April 13, 2018
|
|||
Halcyon Mount Bonnell Fund LP
|
|||
By: Halcyon Capital Management LP, its Manager
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott | Name: John Freese | ||
Title: Chief Compliance Officer | Title: Senior Corporate Counsel | ||
April 13, 2018
|
April 13, 2018
|
||
Date
|
Date
|
||
HDML Asset LLC
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Senior Corporate Counsel
|
||
April 13, 2018
|
April 13, 2018
|
||
Date
|
Date
|
||
HCN LP
|
|||
By: Halcyon Capital Management LP, its Manager
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Senior Corporate Counsel
|
||
April 13, 2018
|
April 13, 2018
|
||
Date
|
Date
|
||
HCN GP LLC
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Senior Corporate Counsel
|
||
April 13, 2018
|
April 13, 2018
|
||
Date
|
Date
|
Halcyon Energy, Power and Infrastructure Capital Holdings LLC
|
|||
By: Halcyon Capital Management LP, its Manager
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Senior Corporate Counsel
|
||
April 13, 2018
|
April 13, 2018
|
||
Date
|
Date
|
||
First Series of HDML Fund I LLC
|
|||
By: Halcyon Capital Management LP, its Manager
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Senior Corporate Counsel
|
||
April 13, 2018
|
April 13, 2018
|
||
Date
|
Date
|
||
HDML Asset LLC
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Senior Corporate Counsel
|
||
April 13, 2018
|
April 13, 2018
|
||
Date
|
Date
|
||
Halcyon Solutions Master Fund LP
|
|||
By: Halcyon Solutions GP LLC, its General Partner
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Senior Corporate Counsel
|
||
April 13, 2018
|
April 13, 2018
|
||
Date
|
Date
|
||
Halcyon Solutions GP LLC
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Senior Corporate Counsel
|
||
April 13, 2018
|
April 13, 2018
|
||
Date
|
Date
|
||
/s/ Avinash Kripalani | |||
Name:
|
Avinash Kripalani
|
||
April 13, 2018
|
|||
Date
|
|||
/s/ Jason Dillow | |||
Name:
|
Jason Dillow
|
||
April 13, 2018
|
|||
Date
|
|||
/s/ Kevah Konner
|
|||
Name
|
Kevah Konner
|
||
April 13, 2018
|
|||
Date
|
|||
/s/ John Bader | |||
Name:
|
John Bader
|
||
April 13, 2018
|
|||
Date
|
1
|
Backstop Agreement, dated April 11, 2018, between Issuer and Reporting Person (incorporated herein by reference to the Issuer’s Current Report on Form 8-K filed with the SEC on April 12, 2018).
|
Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Exchange Act.
|
Dated: April 13, 2018
|
Halcyon Mount Bonnell Fund LP
|
||
By: Halcyon Capital Management LP, its Manager
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Senior Corporate Counsel
|
||
April 13, 2018
|
April 13, 2018
|
||
Date
|
Date
|
||
HDML Asset LLC
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Senior Corporate Counsel
|
||
April 13, 2018
|
April 13, 2018
|
||
Date
|
Date
|
||
HCN LP
|
|||
By: Halcyon Capital Management LP, its Manager
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Senior Corporate Counsel
|
||
April 13, 2018
|
April 13, 2018
|
||
Date
|
Date
|
||
HCN GP LLC
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Senior Corporate Counsel
|
||
April 13, 2018
|
April 13, 2018
|
||
Date
|
Date
|
Halcyon Energy, Power and Infrastructure Capital Holdings LLC
|
|||
By: Halcyon Capital Management LP, its Manager
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Senior Corporate Counsel
|
||
April 13, 2018
|
April 13, 2018
|
||
Date
|
Date
|
||
First Series of HDML Fund I LLC
|
|||
By: Halcyon Capital Management LP, its Manager
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
|
Title: Chief Compliance Officer
|
Title: Senior Corporate Counsel
|
|
April 13, 2018
|
April 13, 2018
|
||
Date
|
Date
|
||
HDML Asset LLC
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Senior Corporate Counsel
|
||
April 13, 2018
|
April 13, 2018
|
||
Date
|
Date
|
||
Halcyon Solutions Master Fund LP
|
|||
By: Halcyon Solutions GP LLC, its General Partner
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Senior Corporate Counsel
|
||
April 13, 2018
|
April 13, 2018
|
||
Date
|
Date
|
||
Halcyon Solutions GP LLC
|
|||
/s/ Suzanne McDermott | /s/ John Freese | ||
Name: Suzanne McDermott
|
Name: John Freese
|
||
Title: Chief Compliance Officer
|
Title: Senior Corporate Counsel
|
||
April 13, 2018
|
April 13, 2018
|
||
Date
|
Date
|
Halcyon Capital Management LP
|
||||
/s/ Suzanne McDermott | /s/ John Freese | |||
Name: Suzanne McDermott
|
Name: John Freese
|
|||
Title: Chief Compliance Officer
|
Title: Senior Corporate Counsel
|
|||
April 13, 2018
|
April 13, 2018
|
|||
Date
|
Date
|
|||
/s/ Avinash Kripalani | ||||
Name:
|
Avinash Kripalani
|
|||
April 13, 2018
|
||||
Date
|
||||
/s/ Jason Dillow | ||||
Name:
|
Jason Dillow
|
|||
April 13, 2018
|
||||
Date
|
||||
/s/ Kevah Konner | ||||
Name:
|
Kevah Konner
|
|||
April 13, 2018
|
||||
Date
|
||||
/s/ John Bader | ||||
Name:
|
John Bader
|
|||
April 13, 2018
|
||||
Date
|